The Bio-Spiritual 'Origin' of Freedom and Morality

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AshvinP
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The Bio-Spiritual 'Origin' of Freedom and Morality

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The following is my attempt to lay out a case for freedom and morality rooted in Darwinian theory and the pragmatic philosophy of William James. I have been working it out on another forum and thought I would share it here as well, although I doubt many here will find it very original or thought-provoking. Nevertheless, it may start some useful discussion and lead to constructive critiques. I plan on posting one 'section' of the essay per day. I would ask that readers limit comments to questions or clarifications until the entire essay is posted. If an issue is raised that you wish to contest or otherwise discuss, then I would ask you create a new thread for it. Thanks!

First, we will consider the pragmatic philosophy of William James (James) and how that relates to Darwinian evolutionary theory (ET). James' pragmatic perspective of ET will be derived from Darwinism and Pragmatism by Lucas McGranahan. There are four main Darwinian principles that James' philosophy adopts:
  • Internalism and constructionism: The environment does not shape individuals or populations as passive clay. Both ontogeny and phylogeny are directed in part by processes that are internal to organisms (internalism). The individual organism is a locus of agency in its environment ("constructionism"; see also Piaget and cognitive development in children)
  • Generalized selectionism: Natural selection is one instance of a general pattern that exists in various domains and at various levels of analysis. This pattern may be reiterated at multiple hierarchical levels, where selection at one level provides variation for another.
  • Fallible knowledge and indeterminate truth: Knowledge is fallible, partial and inductive, across all domains. Meaning is determined in an ongoing fashion in relation to changing environments. Beliefs become true by their workings in concrete experience. There is no standpoint from which the world appears as a single fact.
  • Dynamically continuous reality: Reality is non-deterministic and includes genuine alternative possibilities. All forms, whether conceptual or material, are temporal and provisional. All forms, whether conceptual or material, are temporal and provisional. Relations are as ontologically primordial as the things or concepts they relate.
It is important to note that this worldview is not creationist in any sense of that word. James accepts the decentring of humankind in the tree of life; the lack of a pre-given purpose or direction in ontogeny and phylogeny; and the fallible abductive nature of science. We will use what James himself said about understanding a person's philosophy to understand his Darwinian philosophy - "Get at the expanding center of a human character, the élan vital of a man, as Bergson calls it, by living sympathy, and at a stroke you see how it makes those who see it from without interpret it in such diverse ways... Place yourself similarly at the center of a man's philosophic vision and you understand at once all the different things it makes him write and say."

Next, we will explore the center of James' philosophic vision.
"Most people would sooner regard themselves as a piece of lava in the moon than as an 'I'"
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Re: The Bio-Spiritual 'Origin' of Freedom and Morality

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WJ's philosophical center is the autonomous individual human agency. He realized that materialist, dualist and mechanistic theories of human development, such as theism, Marx's "historical materialism", and contemporary materialist formulations of ET, were inadequate to either explain or warrant the capacity for individual human freedom and virtue. He also realized there can be no meaningful conception of "morality" without the capacity for freedom. Humans who are not free cannot be moral.

"It is a knee-jerk reaction to think that anyone proffering an individual-centred ethics based on Darwinian ideas must be a social Darwinist. This is false, and William James is a counterexample...No values are given a priori, because values, like organic functions, are indeterminate and change with time. Since values are not pre-given, we are left with the difficult work of sorting them out in practice. This sorting occurs at the individual level in the form of self-transformation, or the willful mediation of embodied habits. It simultaneously occurs at the social level, which can be imagined as a set of habits that are mediated by the self-transformative activities of individuals.
...
Because moral action for WJ means the willful mediation of [the sensorimotor system] which provides a background of meaning and resistance for ideas and actions, WJ's ethics is one of self-transformation. The centering of the self-transforming individual makes WJ out to be an essentially moral or ethical thinker... [his philosophy] is not an act-based ethics like Kantianism or utilitarianism.
...
How do humans develop themselves, given their particular capacities for culture and self-reflexive intelligence? What is the moral relevance of such capacities? The point, merely, is to address our concrete extant interest in examining the relationship between scientific theory and our own self-image. Science purports to tell us what kind of beings we are, and we have a stake in how it does this
." (D&P)

Some may object that ET makes human beings a product of mechanistic process just as much as any other conception, and certainly Darwin himself tended towards that mechanistic view. However, the founder who systematizes a scientific theory is never more powerful than the theory itself. Einstein's theory of general relativity is a great example - when Einstein first developed the theory and saw that its equations predicted 'black holes', he refused to believe that its prediction could be true. Sure enough, black holes were discovered many decades later. In the same way, Darwinian evolution has now been mathematically formalized and those equations are much more powerful and insightful than Darwin could have imagined in his day.

"Drawing upon [ET] only risks reductionism if one is drawing upon reductionist views. Evolutionism is the broadest sense entails neither reductionism nor mechanism at the expense of other explanatory or interpretive modes, even if it requires some historical perspective to be reminded that this is so." (D&P)

Next, we will look at more details of the pragmatic conception of Darwinian evolution and how it links up with WJ's philosophy of the individual moral agency.
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Re: The Bio-Spiritual 'Origin' of Freedom and Morality

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"Evolution does not pulse towards some preordained conclusion, nor is an anthropomorphic Mother Nature picking out her favorite forms and culling the weaklings. She is only a metaphor, as indeed is 'selection' if this terms is taken to imply intention... Darwinism thus undermines the arguments of natural theology, which rely on the intuition that useful designs must have been designed intelligently." (D & P)

The critical concept in any evolutionary theory is that of natural selection, i.e. changes in a system due to variation in any given environment which then selects among the varieties for those most 'fit' to survive. We saw earlier that, under idealism, the Reality which selects must be conscious activity, and therefore, going forward, we should remember that what is being deemed most 'fit' to survive are ideational processes rather than physical ones. However, the idealist assumption is not necessary to see how ET via natural selection gives rise to individual moral agency. They key is to remember that selection is operating across all the various 'layers' of our being, from without and within.

"James in this way posits the selection of individuals by society; of sensory input by various levels of cognitive processing; of ideas by the will; of behaviors by the environment; and of truths by individuals and societies
...
Why this enthusiasm for selection? The answer is that this logic limits the role of the environment... variation is non-directed if it is not directly produced or elicited by environmental demands in a systematically adaptive fashion... James develops his selectionism in response to the externalist or 'outside-in" character of Herbert Spencer's Lamarckism.
...
Nevertheless, James does recognize that the environment may exert indirect influence over variation... the environment's selective activities alter the conditions for future variation by biasing the system in favor of particular possibilities.
...
This idea that various systems are similar to natural selection has a long history and has generated considerable interest in the philosophy of science. This idea goes back at least to Darwin himself, who suggested in the Origin that languages have evolved in a selectionist manner... the triumph of Darwinian selectionism over Lamarckian instructionism [directed variation] is a key feature of the narrative of modern biology. With all due deference to epigenetic theory, we now explain evolution in terms of shifting composition of populations of differently endowed individuals, not the cumulative adaptations acquired by individuals during their lives.
...
Other 20th century selectionist theories include operant behaviorism in psychology, which explains individual learning in terms of selectionist trial and error; Donald Cambpell's evolutionary epistemology; which is a selectionist theory of knowledge growth; the theory of memes, which are supposed to be gene-like units of cultural selection; and Gerald Edelman's neural Darwinism, which accounts for neurophysiological development by invoking the selective reinforcement and degeneration of neural pathways... this flowering of selectionist explanation does not imply that selectionism explains everything in complex systems or that it always represents an improvement... selectionism and instructionism are two tools in a toolkit... there are also explanations given in terms of internal structures, processes or constraints
." (D & P)

The pragmatic perspective on Darwinian theory is therefore a philosophy of the self-fashioning individual organism. It restores the individual organism to a place of active agency in the co-construction of its world, as opposed to a passive creature which simply receives sensory inputs and spits out behavioral outputs. At the same time, it does not undermine the notion of an underlying Reality, i.e. Environment or Nature, which works with and through the individual in its co-creative endeavors. The pragmatic philosophy of James is a continuous dialectic tension between the 'Promethean' individual's will and purposes and the 'Epimethean' capacity for mystical union with Reality. More on that later.

Next, we will see the further development of James' evolutionary philosophy of individualism by a quick comparison with the 'Neo-Pragmatic' philosophy of Richard Rorty and by looking at the foundations of James' Darwinian psychology.
"Most people would sooner regard themselves as a piece of lava in the moon than as an 'I'"
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Re: The Bio-Spiritual 'Origin' of Freedom and Morality

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(@Dana - I am thinking this thread may be better located in the Philosophical section, if you would be so kind to move it for me. Also because I'd rather have less people reading it : ) )

We must reimagine the "correspondence theory" of Truth to make headway here. This theory suggests that our representations of the world have a 1:1 correspondence with the actual structure of the world. It views the mind as a mirror reflecting the sense data we take in from external objects, and philosophy as the practice of polishing and maintaining the mirror. Richard Rorty critiques these types of correspondence truth claims in his book, Philosophy and the Mirror of Nature.

"Rorty's book brought the pragmatist critique of correspondence theories back to the attention of the philosophical community, where it had been largely ignored since the death of John Dewey in the middle of the 20th century. It was James, however, who inaugurated this critique. A full century before Philosophy and the Mirror of Nature, James Published 'Remarks on Spencer's Definition of Mind as Correspondence' (1878)...

As against this view, James contends that the individual actively biases its own sensory and perceptual experience while also generating novel ideas and actions that are not merely the resultant of environmental pressures... James argues that no criterion for right thinking can be posited a priori. Rather than being set by a foundational truth or the evolutionary past, the function of thinking depends upon the ongoing activities of individuals in whose lives cognition is interwoven in practice... this could be called a 'correspondence theory' only if 'correspondence' means... active diachronic coordination with a lived world
." (D & P)

Unlike Rorty, James is deconstructing the correspondence theory, not to undermine the notion of any objective meaning and value, but to highlight the difference between those worldviews which seek the objective value in the 'external world' and those which seek the value within the individual locus of agency. James' landmark text laying the foundation for the latter was his Principles of Psychology (1890). He was one of the most influential American psychologists in the decades following Darwin's Origin, and embraced the theory to explain both mental evolution and individual cognition and behavior.

James saw that Darwinism, when properly understood, reveals the world to be continuously in the making, never static or certain, with the individual human as the most important active participant in that process.

"According to James, the human being comprises a hierarchical sensorimotor system that is structured by plastic habits and mediated by a selective will. This structure is the basis of James's ethics, on which moral action means resisting entrenched habitual structures for ideal ends... if 19th century idealism construes reality as absolute organism, then James construes reality as a finite relative organism - that is, the only kind of organism that has ever been observed... individuals are organisms fringed by an inchoate 'more' that is never quite grasped, and we reside in a similarly finite, fringed and growing world. Truth itself is a growing aspect of a developing reality. At his most speculative, James argues that the world is continuously infused with novelty that is mediated by a hierarchy of minds 'summing up' to a finite God. Here James's ethics of self-transformation appears in its broadest logical and metaphysical terms."

Proceeding from the above, two central ideas emerge from James's Darwinian psychology:

1) A Darwinian viewpoint provides prima facie reason to believe in the efficaciousness of consciousness.

"Unless consciousness served some useful purpose, it would not have been superaddled to life." (William James)

2) Mind itself is selective in a way that limits the power of the environment to determine cognition and behavior.

"My experience is only what I agree to attend. Pure sensation is the vague, a semi-chaos, the whole mass of impressions falling on any individual are chaotic, and become orderly only by selective attention and recognition. These acts postulate interests which... as ends or purposes set by his emotional constitution, keep interfering with the pure flow of impressions and their association, and causing the vast majority of mere sensations to be ignored." (William James)

We can see here that James is giving the individual mind a non-directed influence on its evolutionary process by a) generating spontaneous variations of ideation via selective attention and b) acting as a selective environment for incoming sensory inputs. The ideational variation generated by individuals, in turn, can feed into any number of biological, psychological and social systems that radiate outwards from the individual. James's theory of "social evolution" analogizes the society to the organism and the individual person to the variation which society selects from, to form the hierarchical and dialectical feedback between the individual and society.

Next, we will move to the implications of James's Darwinism and its central role in his concept of freedom, which lays the basis for all human moral agency.
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Re: The Bio-Spiritual 'Origin' of Freedom and Morality

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James was fascinated by religion because, among many other things, it reflected abstract and universal features of the individual human's experience. He was led here by another psychologist, Edwin Starbuck, who conducted a survey which revealed statistically significant correlations between religious conversions and well-known experiences of adolescent development. For example, James claimed that the 'evolution of character' in adolescents consisted in "the straightening out and unifying of the inner self; the higher and lower feelings, the useful and erring impulses, begin by being a comparative chaos within us - they must end by forming a stable set of functions in right subordination". In that sense, James recognized that a deconstruction of identity was necessary during any personal 'crises' for reconstruction of a more adaptive identity to occur.

Self-transformation for James means understanding habits of mind to be relatively stable and self-perpetuating sub-personalities that may represent entire worldviews or dispositional modes of being. Once that is understood, the individual can work on constructing a new habit of mind that will be 'promoted' in the sub-personality hierarchy to resist the previously dominant habits and bring them into alignment with the newer habit. That is what James would call 'volitional' self-transformation which is consciously intended, but he also recognized there is a subconscious process of 'self-surrender' which is more like the realignment of subconscious tectonic plates due to internal tensions. James, in this sense, was much more in line with Jung's psychology than Freud's, since he placed a certain trust in the subconscious to produce a 'homeostasis' within the individual psyche when the individual is aware of and receptive to their subconscious.

Freedom, therefore, is to pay attention to and select willfully from cognitive variation, where neither the content of the variation nor the amount of attention paid to it is predetermined. Moral action, for James, is exercising this freedom to pay attention to 'uncomfortable' ideas when other ideas are more easily and comfortably paid attention to. However, it also consists of the more passive activity of 'letting go' of troublesome mental habits so that new ones may emerge and take their place. Therefore, James' evolutionary morality consists in a dialectic tension within the individual between active and passive modes of being. This conception is brought into better focus when we compare it to another contemporary ethical thinker, Friedrich Nietzsche.
D&P wrote:James (1842-1910) and Nietzsche (1844-1900) are remarkably parallel figures in the history of philosophy. Negatively speaking, both reject the empiricist view that knowledge consists in the mental reconstruction of an independent reality, the neo-Kantian transcendentalism that grounds cognition and values beyond the natural world, and the scientific materialism that acts as just one more dogmatic metaphysics among others. Positively speaking, each supplants such traditional programmes with a vision of philosophy as a new kind of practical discipline that includes and enlarges upon the sciences without exempting them from critique. In doing so, both centre philosophy on the individual, construed not as passive mechanism or supernatural agent, but as multivalent, self-fashioning organism.


Both James and Nietzsche find the primary mode of self-transformation within a sort of inner energy and will, rather than an 'external' environment. Although many would argue that they differ in how they perceive the ideal individual and society of the future, they both recognized that such ethical ideals were absolutely necessary for humanity to restore meaning, purpose and value in the wake of the 'death of God' which occured in the 19th century. And, without the active individual organism taking center stage, both knew these ideals would never manifest themselves in the world. Nietzsche and James both found a hobby in thrashing Herbert Spencer, who represented a conception of evolution in which deterministic processes would lead a purely passive and receptive humanity into a materially-conceived Utopia.
Nietzsche wrote:Take, for example, that pedantic Englishman Herbert Spencer. What makes him 'enthuse' in his way and then leads him to draw a line of hope, a horizon of desirability - that eventual reconciliation of 'egosim and altruism' about which he raves - almost nauseates the likes of us; a human race that adopted such Spencerian perspectives as its ultimate perspectives would seem to us worthy of contempt, of annihilation!
James wrote:The white-robed harp-playing heaven of our sabbath-schools, and the lady-like tea-table Elysium represented in Mr. Spencer's Data of Ethics, as the final consummation of progress, are exactly on par in this respect - lubberlands, pure and simple... to our crepuscular natures, born for the conflict, the Rembrandtesque moral chiaroscuro, the shifting struggle of the sunbeam in the gloom, such pictures of light upon light are vacuous and expressionless, and neither to be enjoyed nor understood.
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Re: The Bio-Spiritual 'Origin' of Freedom and Morality

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The Darwinian foundation of individual moral agency finds slightly different foundations in Nietzsche and James. The former identifies that fuel as the will-to-power, an intrinsic power which seeks to expand itself and incorporate the world into itself. All individual agencies express this will-to-power, but there is a qualitative difference between its expression among those agencies for Nietzsche. The traditional Christian "slave morality", for instance, expresses a 'weak' will-to-power. This weakness is not social or political, because that moral outlook actually came to dominate Europe for centuries. In many ways, it is still dominant in the West today, although less explicitly religious.

Instead, the 'slave morality' is weak in a metaphysical sense, i.e. it convinces those spiritual individuals who adopt it to deny their instinct to prioritize virtuous and exemplary qualities in their inner value hierarchy. It convinces them to expand their sphere of power through superficial asceticism and moralizing rather than authentic self-transformation. It is not a coincidence that the most apologetically religious commentators are also generally skeptical of Darwinian science and the evolutionary narrative. They view the evolved drives of humanity as products of "original sin" which must be resisted at every turn. That is their path towards the restoration of a pre-Fall paradisiacal Eden.
D&P wrote:...will-to-power for Nietzsche is not a drive towards a particular kind of power (such as economic or political) but rather a general tendency toward expansion and incorporation. The will-to-power is thus not defined negatively as an emptiness that seeks power. It is already intrinsically power, and it seeks to grow. Nietzsche's concerns about will-to-power are more qualitative than quantitative. All agency expresses will-to-power in some way, but some forms of will-to-power seem relatively devious or perverse. In particular, Nietzsche argues that the 'slave morality' of Christianity expresses a 'weak' will-to-power. This will-to-power is not weak in the sense of being easily cowed or dominated. On the contrary, it seems to have taken over Europe. It is weak in that it convinces the spiritually exemplary to deny their instincts for enforcing certain kinds of hierarchy and in this way protects the mediocre from being subordinated.
James similarly finds the fuel of individual moral agency to be rooted in 'energy'. He posits that all individuals have evolved 'layers' of unrealized energy stored up in their physiology and psychology, normally blocked by inveterate habits of mind. Through various 'dynamogenic' practices, such as yoga, meditation, self-restraint, etc., these energies can be cultivated and used to resist sub-optimal habits. James references the 'second wind' phenomenon as an example of that latent energy in human individuals. It is that experience of feeling so utterly exhausted you may disintegrate at any given moment, but, through mental perseverance and forging ahead with whatever task was being undertaken, you are suddenly revitalized and make further progress which just seemed unimaginable a few minutes earlier.

Both Nietzsche and James consider the individual to be an internally constructed 'society' of living and dynamic sub-personalities who are hierarchically organized. Nietzsche proposes that all of moral philosophy is an expression of the actual and desired relations among the individual sub-personalities. He even gives this internal society an aesthetic imperative of 'style': "to give style to one's character - a great and rare art! It is practiced by those who survey all the strengths and weaknesses of their nature and then fit them into an artistic plan until every one of them appears as art and reason and even weaknesses delight the eye." The self-styling of individual sub-personalities is akin to the Darwinian concept of exaptation, where extent structures gain new evolutionary functions over time.

While Nietzsche is somewhat reductionist in his view of the individual as a swarm of 'under-souls' struggling for existence and power, James actually runs this conception of the individual upwards to the level of family, community and societies. These are all self-similar dynamic organizations nested within each other. The fundamental task and 'purpose' of Nature is to find an alignment across all these layers simultaneously. It is very similar to what Carl Jung termed the process of "individuation", to which he also factors in the dimension of time. The evolutionary process is 'searching' for an equilibrium across all temporal iterations of all organizations, and individual human agency has become its primary tool in that search.

Yet, for both Nietzsche and James, that individual agency is by no means a guarantee the search will be successful. In fact, the agency would be quite meaningless if there was not the possibility of abject failure. Freedom, then, plays a vital role in their Darwinian metaphysics and ethics. Blind obedience to 'moral codes' or Zen-like apathy to individual ambitions have no place in their philosophical systems. We are not unique or spiritual agents because we can follow objective moral values 'out there', rather we are moral agents because we are unique, spiritual and freely capable of discovering that essential nature from within.
"Most people would sooner regard themselves as a piece of lava in the moon than as an 'I'"
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